CHAPTER 2
INDIAN COUNCIL OF AGRICULTURAL RESEARCH

2.1    Indian Agricultural Research Institute, New Delhi

Indian Agricultural Research Institute (IARI) is the premier Institute for agricultural research, education and extension in the country. It was accorded the status of a Deemed University in 1958 for offering M.Sc. and Ph.D. degrees in Agricultural Sciences. The objective of IARI as a centre for academic excellence in post-graduate education and human resource development in Agricultural Sciences could not be achieved in full despite strength of faculty members during 1995-2001 being three times the number of students admitted for different courses. During 1995-2001, IARI worked on 402 in-house projects, of which it could complete only 180 projects. 129 scientists were not engaged on any in-house projects for periods ranging from one year to three years resulting in an unproductive expenditure of Rs 92.74 lakh on idle manpower. Several deficiencies ascribed to poor management of men and resources were noticed like non-achievement of research objectives, unfruitful, unproductive, excess and unauthorised expenditure in the research projects test checked. Research was driven more by their own scientists launching in-house projects which showed very poor results rather than being need based which is evident from the low number of sponsored projects. There was lack of demand for released varieties of wheat, paddy, maize etc. among the farmer community which indicated that the projects were taken up without adequate market survey and feed back. National Phytotron Facility, a major project, meant to provide controlled environment for study of response of plants to climatic conditions was not utilised effectively. Extension, technology transfer and consultancy services were not effectively carried out. 22 technologies developed by the IARI during 1995-2001 were not got patented. Glasshouse complex consisting of 10 glasshouses meant for research, remained incomplete even after the lapse of a decade. The review mechanism by various committees for monitoring the research activities was inadequate as periodical review and evaluation of each individual project was not carried out as per the norms fixed by ICAR. R&D activities of the IARI and financial management need close supervision/monitoring as well as strengthening in an appropriate manner so as to achieve its stated goal.

Highlights

The IARI undertook 402 in-house projects during 1995-2001 of which it completed 180 projects. 23 projects were either terminated or did not start. Final project reports were available for 55 projects only. Of the completed projects, 20 projects were test checked. In 15 projects objectives were only partially achieved resulting in unfruitful expenditure of Rs 2.79 crore.

The IARI incurred excess expenditure of Rs 75.12 lakh in sponsored schemes from its own resources and it did not recover the excess amount from the sponsoring agencies.

The IARI did not have the details of schemes for which Rs 3.93 crore remained unutilised for the last five years.

National Phytotron Facility established at a total cost of Rs 10.55 crore was not used optimally.

National Research Centre on Plant Biotechnology and Water Technology Centre incurred Rs 61.76 lakh in procuring and installing Plant Growth Chambers, which remained unproductive.

Target of testing 25,000 seed samples by Central Seed Testing Laboratory was not achieved despite it being strengthened by providing new equipment worth Rs 34 lakh.

The IARI did not patent 22 technologies developed by its eight divisions during 1995-2001. None of the developed technologies was transferred/commercialised as yet.

Construction of Glasshouse Complex, scheduled to be completed by September 1989 was not completed even after lapse of more than a decade after incurring an expenditure of Rs 1.14 crore.

The IARI incurred an avoidable expenditure of Rs 3.67 crore on the basis of electricity demand of 1494.76 KW, without upgrading the actual utilisation load of 500 KW.

Monitoring of research and other functions of the IARI by bodies like Board of Management, Research Advisory Council, Staff Research Council etc. were not carried out in accordance with the norms fixed by the ICAR. Consequently, the institutional arrangements for selection, review and evaluation of research projects and other functions in the IARI did not work effectively.

2.1.1    Introduction

Indian Agricultural Research Institute (IARI), New Delhi, a constituent unit of Indian Council of Agricultural Research (ICAR), is the premier Institution for agricultural research, education and extension in the country. It was set up in 1905 at Pusa (Bihar) and shifted to New Delhi in 1936. It is a deemed University (since 1958) offering Post Graduate and Ph.D. degrees in Agricultural Sciences.

The main objectives of the IARI are to:

  1. conduct basic and strategic research with a view to understand the processes, in all their complexity and to undertake need based research that leads to crop improvement and sustained agricultural productivity in harmony with the environment;
  2. serve as a centre for academic excellence in the area of post-graduate education and human resource development in agricultural sciences.
  3. provide national leadership in agricultural research, extension and technology assessment and transfer by developing new concepts and approaches and serving as a national referral point for quality and standards; and
  4. develop information systems, add value to information, share the information nationally and internationally and serve as a National Agricultural Library and database.

2.1.2    Organisational set up

The IARI is headed by a Director who is assisted by four Joint Directors for research, extension and administrative matters and Dean and Joint Director for education. Board of Management (BOM) is the apex body which is assisted by a Research Advisory Council (RAC) and Staff Research Council (SRC) for research activities; Extension Council for extension activities, Academic Council for education activities and an Executive Council for administrative matters.

The IARI has 19 divisions and five multidisciplinary research centres in New Delhi, nine regional stations/centres and two off season nurseries located in different parts of the country. Organisational chart is given in Annex-I.

2.1.3    Scope of Audit

An audit review on the working of the IARI for the period 1990-95 was conducted and incorporated in the Report of the Comptroller & Auditor General of India (Scientific Departments) for the year ended 31 March 1995. The present audit review covers management of R&D activities including extension and education activities during 1995-2001.

2.1.4    Budget and expenditure

The IARI is financed mainly through grants released by the Department of Agricultural Research and Education (DARE) to the ICAR. It also receives funds from the Agricultural Produce (AP) Cess Fund, multilateral agencies like World Bank, United Nations Development Programme (UNDP) etc., and other departments/ministries for specific schemes.

Budget estimates, revised estimates and expenditure of the IARI, under plan and non-plan heads during 1995-2001 are as under:

(Rs in lakh)

Year

Plan

Non-Plan

BE

RE

Expenditure

BE

RE

Expenditure

1995-96

719

814

808.01

3094

3454

3434.71

1996-97

650

760

759.49

2929

4100

3750.56

1997-98

800

1058

1056.47

3200

4689

4673.34

1998-99

1047

935

934.56

4540

7329

6604.88

1999-00

950

925

922.34

7116

6710

6632.96

2000-01

945

700

694.95

6938

7280

7191.06

BE - Budget Estimate
RE - Revised Estimate

IARI had incurred an excess Plan expenditure of Rs 4.55 crore during 1995-98 but there was saving of Rs 3.90 crore during 1998-2001 in relation to Budget estimates. In the case of Non-Plan expenditure, during the period 1996-2000, revised estimates were considerably higher than budget estimates. However, actual expenditure was lower. Budgetary management requires improvement.

2.1.4.1    Non-classification of funds

IARI did not have the details of the schemes for which Rs 3.93 crore remained unutilized

An analysis of closing balance of Rs 29.38 crore shown in the Annual accounts of the IARI for 2000-2001 revealed that IARI did not have the details of the schemes for which an amount of Rs 3.93 crore remained unutilised and kept under ‘other schemes’ for the last five years.

ICAR stated in June 2001 that the amount under “other schemes” related to the balance in respect of unidentified schemes prior to computerisation of accounts and could not be classified under the proper head. Action was being taken to transfer the amount to revenue as ‘Unclaimed Lapsed Deposit’. The reply of ICAR indicated that the Chief Finance and Accounts Officer had not monitored the accounts of the schemes regularly for the last five years to ensure proper classification. Consequently Rs 3.93 crore under ‘other schemes’ remained unidentified/ unclassified.

2.1.4.2    Revenue generation

Against the target of Rs 19.05 crore fixed by the ICAR for revenue generation during 1996-2001, the IARI realised only Rs 12.32 crore. Further, the ICAR did not take into account the accumulated revenue receipt as on 31 March every year while releasing grant to the IARI next year. This resulted in accumulation of revenue receipt of Rs 10.86 crore as of March 2001. ICAR stated in June 2001 that revenue generation targets fixed by it were on the higher side and that the mandate of the IARI was not revenue generation. However, the audit comment is in relation to the targets fixed by ICAR; the target was either too high or was not sufficiently pursued.

2.1.5    Research activities

The IARI undertakes in-house research projects/schemes funded from the AP Cess Fund, sponsored by other Government departments/agencies and those funded by International agencies like World Bank etc. The details of these projects are indicated below :

Nature of project

Opening Balance (as of 1 April 1995)

Addition

Completed

Closing balance
(as of 31 March 2001)

(during 1995-2001)

In-house

210

192

203 (180+23*)

199

AP Cess Fund schemes

14

67

40

41

Sponsored

25

62

40

47

Externally Aided

15

59

17

57

*    terminated midway or had not even started

It would be seen from the above table that an average of only 46 projects were completed in a year during 1995-2001. Out of 277 completed projects, only 57 projects were sponsored by outside agencies while the remaining 220 projects were out of their own resources.

Audit scrutiny of these research projects and schemes are discussed in the succeeding paragraphs.

2.1.5.1    In-house Projects

402 in-house projects were under implementation during 1995-2001, of which 210 had been carried over from previous years and 192 were added in this period. Of these IARI completed 180 projects; 23 projects were terminated midway or had not even started. Of the completed projects final reports were available only for 55 projects. In 15 out of 20 projects test checked in audit objectives were not achieved in full. There was a delay of one year to three years in completion of 88 projects and they were continued without any approval by SRC. Further, 12 projects were continued without critical appraisal.

2.1.5.1.1    Inadequate maintenance of Research Project Files

During 1995-2001, the IARI implemented 402 projects, which includes 210 projects started in April 1994 for a period of four to five years. These are detailed below:

Year

Opening Balance

Projects

Closing Balance

Undertaken

Completed

1995-96

210

22

-

232

1996-97

232

-

18

214

1997-98

214

05

67

152

1998-99

152

14

52

114

1999-00

114

130

61

183

2000-01

183

21

05

199

Total

 

192

203*

 

*    includes 23 projects terminated midway or had not even started

The IARI did not maintain Research Project Files. Consequently, the system of approval/ review and evaluation of projects was deficient

Research Project Files (RPFs) for all the 402 projects were required to be maintained in three parts viz., for project proposals (RPF-I), annual progress (RPF-II) and final reports (RPF-III) for approval and periodical monitoring of research projects by Staff Research Council (SRC) and evaluation of final reports by Research Advisory Council (RAC). In response to Audit comments on improper maintenance of the RPFs made in paragraph 4.1.5 of the Report of the Comptroller and Auditor General of India (Scientific Departments) for the year ended 31 March 1995, the ICAR in its Action Taken Note in October 1996 had stated that the practice of the RPFs discontinued earlier had been revived. However, out of 210 projects started in April 1994, project proposals in the RPF-I were not prepared for 99 projects. Similarly, the RPF-II were not maintained for 110 projects, while for the remaining 100 projects, these were maintained intermittently and not for all the years during 1994-2000. The RPF I&II were also not maintained for all the 192 projects undertaken during 1995-2001. Of the 180 completed projects, the RPF-III was available for 55 projects. Further, contrary to the ICAR’s instructions, copies of all the RPFs were also not sent to the ICAR during 1995-2001for overall monitoring. Thus, negligence in proper documentation of the research projects was a major draw back which also contributed to deficiency in the system of approval/review and evaluation of projects. As a result, it was not clear how the ICAR satisfied itself that the individual projects were ‘on course’ and if not how the deficiencies could be detected and rectified. Some audit findings in this regard are discussed in subsequent paragraphs. ICAR stated in June 2001 that RPFs for the period 1994-99 onwards were about to be completed and some RPFs had been received by it from the IARI.

2.1.5.1.2    Non-approval of projects

402 projects were not approved by Board of Management/ Staff Research Council for implementation

In July 1994, the IARI had decided that all the 210 new projects were taken as approved from April 1994, subject to approval by its BOM, though it was also mandatory to obtain SRC’s approval. However, even the approval of the BOM was not obtained as of July 2001. Further, for 88 projects, which were to be completed by March 1998 by various divisions of the IARI, like Agronomy, Microbiology, Agricultural Chemistry and Genetics, the SRC’s approval for extension was not obtained although there were delays of one year to three years in their completion. 12 projects, undertaken in April 1994 for a period up to March 1998 by divisions like, Water Technology Centre, Post-harvest Technology, Economics, Agricultural Engineering, Floriculture & Land scaping and Bio-Chemistry were still continuing without the approval for extension and critical appraisal by the SRC. Apart from this, 192 projects undertaken during 1995-2001 were also not approved by the SRC.

ICAR stated (June 2001) that each RPF was being generally discussed by the Divisional Budget and Research Committee and approved by the Head of the Division and finally by the competent authority i.e. Joint Director (Research). The contention of ICAR is not correct, as all the RPFs should be approved/reviewed by SRC/RAC as per the byelaws of the ICAR.

23 projects treated as completed had not even started or were terminated midway

It was further observed that in 13 divisions like Agricultural Extension, Economics, Genetics, Vegetable Crops, Entomology, Agricultural Physics, Nuclear Research Laboratory (NRL) etc., 23 projects treated as completed, did not even start or were terminated mid-way.

ICAR stated (June 2001) that some of the projects had been closed for various reasons like sudden demise of the Principal Investigator, non-provision of funds, routine activities of the division etc.

2.1.5.1.3    Improper Review and Evaluation

381 projects implemented during 1995-2000 were due for annual review by the SRC. However, no review of annual progress of individual projects was carried out in the SRC meetings held during 1995-2001. Instead, significant achievements of each Division, as presented by the Head of the Division, were only discussed. Similarly, none of the 180 completed projects were evaluated individually by the RAC. Therefore, the Director IARI deviated from the procedure prescribed for approval, review and evaluation of research projects.

ICAR stated (June 2001) that it was not possible for IARI to discuss each research project in SRC meetings; therefore, the Head of the Divisions presented the significant achievements of each project to SRC and RAC. However, the reply is unacceptable since as already pointed out, in the absence of proper documentation, there was no way to determine the progress of each project. It is clear that critical assessment by experts was not carried out and consequently the project teams could not benefit from the advice and suggestions of SRC/RAC. In addition, a significant deficiency noticed was that SRC had met only three times against the mandate of 12 times during 1995-96 to 2000-2001.

2.1.5.1.4    Non-achievement of objectives

Non- achievement of objectives of 15 projects resulted in unfruitful expenditure of Rs 2.79 crore

20 out of 55 completed projects were test checked to assess how far the objectives of in- house projects were achieved. It showed that only in five projects the research results had been published/disseminated. They include (i) reducing or preventing post harvest and storage losses in commodities, (ii) modification of package of practices of storage of finished products to ensure no undesirable residues on the produce at the time of consumption, (iii) reducing the use of inorganic nitrogenous fertilizer and improvement in physico-chemical properties of soils, (iv) revolutionizing the cut flower industry of gladiolus, (v) development of methods for analysis of pesticides and their metabolites by the researchers and laboratories involved in quality control measures etc.. However, in the remaining 15 projects, audit noticed non-completion of research activities in nine projects, non-marketing/ patenting of technology developed in four projects and improper planning of research activities in two projects. Consequently, the objectives of all the 15 projects were not achieved fully. Therefore, the estimated expenditure of Rs 2.79 crore of the projects was largely unfruitful (IARI did not estimate the expenditure in two projects). The details are given in the Annex-II.

2.1.5.1.5    Non-implementation of recommendations

Test check of records of minutes of meetings of the SRC/RAC held during 1995-2000 revealed that:

(i)    the concerned Divisions were not informed of the decisions and recommendations of the SRC/RAC for compliance.

(ii)    the proceedings were required to be sent to the ICAR for approval and review by the Director General. This was, however, not done. Thus, the IARI kept ICAR in the dark about the quality of research done and internal deficiencies existing in the system of research done in IARI.

(iii)    the decisions and recommendations made in one meeting were not submitted in the subsequent meetings for confirmation

2.1.5.2    AP Cess Fund Schemes

IARI undertook 81 research projects funded from Agricultural Produce (AP) Cess Fund during 1995-2001. Of these, 14 had been carried over from previous years. Of these 81 projects, the IARI could complete 40 projects incurring an expenditure of Rs 4.56 crore. 18 out of 40 completed projects costing Rs 1.55 crore were test checked. It was observed that in five projects, as detailed below, the objectives were not achieved fully.

Unfruitful Expenditure

(i)    In one of the projects namely - production of molecular probes for detection of citrus ring-spot and mosaic virus (June 1996 to August 1999) implemented at a total cost of Rs14.64 lakh, it was observed that the results obtained in the project were not utilised for the development of bud wood certification against the ring-spot and mosaic virus. The progress report revealed that unless this was done, the protection programme for citrus improvement in the country would be a futile exercise.

ICAR stated (June 2001) that bud wood certification programme might be enforced by legislation/notification through Central or State governments in due course of time. But ICAR did not initiate any action either with the Centre or with State Governments.

(ii)    In another project viz. Soil solarisation - a non-chemical approach for management of weeds implemented during November 1994 to April 1999 at a cost of Rs 7.93 lakh, it was observed that the recommendations of SRC in February 1997 that the work of soil solarisation should be re-examined, was not implemented. Further, as per the comments of the referee, study on the autoecology of the perennial weed was required to be undertaken in different temperatures in controlled temperature growth chambers to generate further information. This was also not carried out resulting in non-achievement of important objective of evaluation of effect of soil solarisation on the germination and viability of important weeds. Therefore, the expenditure of Rs 7.93 lakh remained unfruitful.

ICAR did not specifically reply to the point on non-conducting of studies in different temperatures in controlled temperature growth chambers.

(iii)    In the project- Production of fruit based beverages at pilot plant scale, implemented during June 1994 to July 1997 at a cost of Rs 4.77 lakh, the final report revealed that the results obtained were erratic and needed further confirmation. No action was taken for further confirmation of results. Apart from this, one of the objectives, namely, microbiological observations could not be made for want of specific methodology. Therefore, the expenditure of Rs 4.77 lakh was unfruitful.

ICAR confirmed (June 2001) that the microbiological observations were erratic and needed further confirmation

(iv)    On the project-Sulphur nutrition of oil seed crops and computation of its balance sheet, an expenditure of Rs 7.11 lakh was incurred during December 1995 to November 1998. Scrutiny of the project revealed that evaluation of different forms of sulphur in soil of different ecological zones and to develop a fractionation scheme which was one of the objectives was not achieved due to non-conducting of study.

ICAR accepted (June 2001) that the attempts made to develop a fractionation procedure were not successful.

(v)    Scrutiny of the project- Investigations on the impact of cropping system on the recurrence of major wheat diseases with special reference to Karnal bunt implemented during January 1994 to January 1997 at a cost of Rs 4.39 lakh revealed that biological research to develop markers for quick detection of pathotypes and bench mark surveys of soil borne diseases to see the effect based cropping system on the recurrence of minor pathogenes, as suggested in the final report were not undertaken. ICAR stated in June 2001 that biological control of Karnal bunt and evaluation of germplasm was in progress and added that work on the pest risk analysis would be undertaken in the near future.

Thus, the expenditure of Rs 38.84 lakh incurred on these five projects remained unfruitful. It was further observed that none of the five projects mentioned above, was ever evaluated by the ICAR and acceptance of final report communicated to the IARI.

2.1.5.3    Sponsored projects

The IARI undertook 87 research projects sponsored by other Government departments during 1995-2001, which included 25 projects carried over from previous years. Only 40 projects were completed. The following points emerged during a test check of records:

Excess expenditure

IARI did not take any action to recover the excess expenditure of Rs 75.12 lakh in sponsored schemes

Excess expenditure incurred on sponsored schemes and non-reimbursement thereof from the sponsoring agencies had been commented upon in paragraph 4.1 of the Report of Comptroller and Auditor General of India (Scientific Departments) for the year ended 31 March 1995. The ICAR in its Action Taken Note in October 1996 had stated that the funding agencies had been requested to expedite the remittance of funds. Scrutiny of records revealed that the IARI continued to incur excess expenditure to the tune of Rs 75.12 lakh as of March 2001. Of this, Rs 48.44 lakh remained unreimbursed for a period of more than three years.

ICAR stated in June 2001 that the final figure of excess expenditure would be known only after the issue of audit utilisation certificate and added that wherever excess expenditure was made, sponsoring agencies were requested to remit the dues. However, no action was taken to obtain audit certificates for more than three years. This indicates lack of an effective system for timely settlement of accounts and issue of utilisation certificates.

2.1.5.4    Externally Aided Projects

During 1995-2001, the IARI implemented 74 projects funded by International Organisations like World Bank and United Nations Development Programme (UNDP), which included 15 carried over from the previous years. It completed 17 projects at a total outlay of Rs 23.34 crore. Test check of seven projects with an expenditure of Rs 17.89 crore revealed following audit comments:

2.1.5.4.1    Under-utilisation of National Phytotron Facility

The National Phytotron Facility established at a cost of Rs 10.55 crore was not utilised effectively

With the assistance of UNDP, National Phytotron Facility, meant to provide controlled environment for study of response of plants to climatic conditions, was established at the IARI in December 1998 at a total cost of Rs 10.55 crore. The facility, which started functioning from January 1999 had 22 Plant Growth Chambers and 10 Green Houses (Glass Houses) to carry out research. Audit scrutiny revealed that all the 22 plant growth chambers remained unused intermittently for periods ranging from 10 days to 342 days, while all the glasshouses remained non-functional for the periods ranging from four days to 537 days, during January 1999 to June 2000. The facility had been utilised only by the scientists of the IARI although it was meant for all the Institutes of the ICAR, State Agricultural Universities and other agencies engaged in agricultural research. Thus, the facility established at a cost of Rs 10.55 crore remained under-utilised.

ICAR stated (June 2001) that this was a new avenue in agricultural research and most of the ongoing projects had no inputs for its exploitation and added that a number of efforts had been made to promote the use of National Phytotron Facility among the institutions other than IARI. The reply is not acceptable since it indicates that the ICAR and IARI had not planned adequately for optimum utilisation for the phytotron facility on which Rs 10.55 crore had been invested.

2.1.5.4.2    Unproductive expenditure

Under World Bank aided National Agricultural Research Project (NARP), Water Technology Centre (WTC) of the IARI, imported three plant growth chambers from Canada, along with accessories in May 1995 at a total cost of Rs 28.14 lakh. WTC imported one more growth chamber in March 1997 at a cost of Rs 14.12 lakh. Due to delay in getting the required power supply, IARI could install the growth chambers only in December 1998.

Non-functioning of 10 plant growth chambers resulted in un-productive expenditure of Rs 61.76 lakh

Further, scrutiny of the logbooks of these chambers revealed that three growth chambers were utilised only for 13 experiments from December 1998 to March 2000. The WTC did not produce logbook of the other growth chamber. The 13 experiments carried out in the chambers were subsequently shifted to National Phytotron Facility (NPF) midway in March 2000 due to failure of all the growth chambers for technical reasons. Thereafter, all the four chambers remained non-functional and no action was taken to repair them.

Similarly, National Research Centre (NRC) on Plant Bio-technology procured nine growth chambers costing Rs 29.25 lakh between 1990 and 1995 for research and teaching. Of these, six chambers remained non-functional since 1995 onward due to technical problems. The IARI did not take any action for their repair. Thus, the entire expenditure of Rs 61.76 lakh incurred for the 10 growth chambers was largely unproductive.

ICAR stated in June 2001 that the chambers had already been used for studies, which did not succeed for more than 25 years. The reply is not acceptable because the chambers installed in December 1998 were under operation only for four months from December 1999 to March 2000 during which period experiments were shifted due to technical faults in the growth chambers. Regarding non-functioning of six growth chambers procured by NRC on Plant Biotechnology, ICAR stated that due to some technical problems the repair could not be done and scientists managed their work with the remaining functional growth chambers. However, the reply was silent about rectification of technical faults of growth chambers at WTC.

2.1.5.4.3    Unauthorised expenditure

IARI incurred unauthorised expenditure of Rs 20.10 lakh on other projects

Under the assistance of European Economic Community, Nuclear Research Laboratory (NRL) of the IARI implemented a project namely “Research on the fine structure of cotton fibres, on factors that determine this structure and on the significance of this structure for the technological value of the fibres” at a total cost of Rs 37.56 lakh, during January 1994 to September 1997. Contrary to the instructions of the ICAR that no equipment should be purchased after the completion of the project, NRL purchased 21 equipments costing Rs 9.03 lakh and a computer with accessories worth Rs 8.34 lakh during November 1997 to May 1999 after the completion of the project in September 1997. Further, it also incurred an expenditure of Rs 2.73 lakh on items not related to the project. IARI had disregarded the instructions given by the ICAR and the entire expenditure of Rs 20.10 lakh was therefore unauthorised.

The Director, IARI stated in September 2000 that majority of the equipments purchased after September 1997 were for research projects namely ‘Structure property studies on fibres of naturally coloured cotton fibres and on the role of moisture hysteresis in screening cereal and other crops for rainfed cultivation’, and meeting specific requirements of NRL in general and some scientists in particular. The reply is not tenable since the IARI had violated ICAR instructions that no expenditure should be incurred on completed projects.

2.1.6    Monitoring of research and other activities

Research and other activities of the IARI were not monitored

The non-functioning of the Research Council had been highlighted in the Report of the Comptroller and Auditor General of India (Scientific Departments) for the year ended 31 March 1995. The ICAR, in its Action Taken Note in October 1996, had stated that the Research Advisory Council (RAC) and Staff Research Council (SRC) had been constituted and were meeting periodically as prescribed. However, these bodies and Board of Management (BOM), Extension Council and Executive Council did not meet during 1995-2001 according to the norms fixed for their meetings.

The details of the meetings and the reasons for shortfall as stated by the IARI in May 2000 / August 2001 are given below:

Name of Body

Number of meetings

Shortfall

Reasons for shortfall given by the IARI

Required to be held

Actually
held

BOM

24

9

15

ICAR did not constitute BOM in time.

RAC

6

3

3

Non-availability of Chairman.

SRC

12

3

9

Subject matter specialists were not nominated by the ICAR

Extension Council

24

1

23

Due to non-compilation of project reports of technology transfer etc.

Executive Council

24

NIL

24

Policy matters had been discussed in the senior level officer meetings instead of Executive Council meeting.

Thus, the monitoring of Research and other activities of the IARI was not carried out at various levels as required. Consequently, the institutional arrangements for selection, review and evaluation of research projects and other functions in the IARI did not work effectively.

ICAR had constituted a Quinquennial Review Team (QRT) in November 1997 to review the activities of the IARI for the period 1990-97. But the Team was yet to commence the review. ICAR stated (June 2001) that information was being collected to update the status report and that the QRT would start reviewing the activities very soon.

2.1.7    Seed Science and Technology

Development and release of high yielding varieties of seeds for major crops is a priority of IARI. Examination of the IARI’s activities in this regard revealed the following shortcomings :

2.1.7.1    Lack of demand for released varieties

During 1995-2001, the IARI released 44 seed varieties of major crops like wheat (14), paddy (1), maize (8), pearl millets (5), forage sorghum (2) and vegetable crops (14).

Breeder seed for varieties released by the IARI were not produced, indicating lack of demand from the farmers

The IARI, however, produced 594.2 quintals of breeder seed (Breeder seed is the first stage of seed multiplication system and is produced from the nucleus seed obtained from breeders or developed by the seed producing agencies under the direct supervision of experts.) only for two varieties of wheat namely HD-2643 and HW-2004 during 1995-2000. IARI did not furnish details of breeder seed produced during 2000-2001. It did not receive indents for production of breeder seed of the other varieties from the Ministry of Agriculture. This indicated lack of demand of the varieties. The IARI had also not devised any feed back system to ascertain whether its released varieties were well accepted by farming community.

ICAR stated (June 2001) that 594.2 quintals breeder seed of wheat varieties HD 2643 and HW 2004 were produced during 1995-2000. Further, 5.1 quintals of Paddy against the demand of 2.8 quintals, 8 quintals of two varieties of maize and 5010 quintals of two varieties of forage sorghum were produced during 1999-2001 and that the breeder seed production for other varieties were being undertaken during 2000-2001. However, the reply of IARI was silent about the production of breeder seed of other varieties.

2.1.7.2    Non-release of varieties

IARI did not take remedial action to release the varieties developed and identified for release

The yield and disease resistance of seven varieties of wheat namely, HS-361, HS-364, HS-375, HS 396, HW-2043, HW-2045 and HW-2028 developed during 1995-2000, was found to be comparatively poor during field trials. Another variety HS-295 was not recommended for release by the Central Sub-Committee on crop standards, notification and release of varieties in May 1991. The IARI did not take any further action to improve the strains and to release them.

The IARI also did not make efforts to analyse the reasons and overcome the problems faced during trials of the following varieties:

IARI did not analyse the reasons for the poor performance of varieties of crops

Name of crop

Name of varieties

Remarks

Paddy

Pusa-588-13-1-1

Dropped on account of inconsistent performance in the coordinated trial during 1995-97.

Pusa-1107-23-102

It was not considered for release on account of lack of consistency in performance.

Pusa-743

Dropped on account of poor grain quality.

Pearl Millets

Pusa-325 (Hybrid)

The yield of this hybrid was lower than the qualifying variety MH-518. It was thus not considered for release though the yield of hybrid was superior than the National check.

ICAR stated in June 2001 that breeding new strains and their testing for yield and resistance to disease was a continuous process. It also added that the varieties could not be released for various reasons. ICAR did not provide the reasons for poor performance during the field trials and action taken to improve the strains. Further, the statement of ICAR that the variety HS295 had been released in the year 1990 is not correct as the same variety was rejected for release by the Central Sub-Committee on crop standards, notification and release of varieties in May 1991.

The total quantity of breeder seed lying in stock as of March 2000 was 651 quintals (costing Rs 16.80 lakh) in 12 varieties of cereals and pulses, which were produced between 1994 and 2000. However, the IARI did not take any action for the disposal of the seeds remained in stock. IARI did not furnish the stock as of March 2001.

ICAR stated (June 2001) that the Ministry of Agriculture had been addressed to get the breeder seed lifted by the concerned state governments.

2.1.7.3    Non-achievement of targets of Central Seed Testing Laboratory

The target and objectives of Central Seed Testing Laboratory were not achieved

Central Seed Testing Laboratory (CSTL) had been strengthened to increase its capability to test 25,000 seed samples annually. However, it tested samples ranging from 7000 to 8000 per year during 1995-2001, which was below 50 per cent of the targeted samples. CSTL was also required to conduct purity and germination test for five percent of the total samples of seeds tested by State Seed Testing laboratories (SSTLs). However, without ascertaining the total number of samples tested by SSTLs annually, CSTL received samples ranging from 4000 to 10,000 per annum from less than 45 out of 90 SSTLs during 1995-2001. Market survey to ensure sale of quality seed, which was one of the objectives of CSTL, was also not conducted during 1995-2001.

ICAR stated in June 2001 that in future all the SSTLs would be asked to send information about the total number of samples tested by them annually. ICAR also stated that a market survey had been conducted in respect of vegetable seeds.

2.1.8    Extension, Technology assessment, Patenting and Transfer

Providing leadership in agricultural extension, technology assessment and transfer is one of the objectives of the IARI. Test check of projects revealed the following deficiencies.

2.1.8.1    Ineffective functioning of Centre for Advanced Studies

In order to improve the quality of manpower in the field of agriculture extension through training, teaching and research activities, extension division of the IARI operated a scheme “Centre for Advanced Studies (CAS)” for agricultural scientists of the ICAR institutes, State Agricultural Universities (SAUs) and State Agriculture Departments.

As per the ICAR guidelines, training courses were to be conducted for 30 participants for 10/21/30 days. The details of training courses conducted by the IARI during 1995-99 are as follows:

IARI did not conduct trainings effectively to improve the quality of manpower

Sl. No.

Duration of Training

Number of

Days

Participants

1.

27.10.95 to10.11.95

15

24

2.

26.3.96 to 10.4.96

16

14

3.

24.10.96 to 7.11.96

15

20

4.

7.12.96 to 31.12.96

25

16

5.

4.3.97 to 15.3.97

12

17

6.

6.1.98 to 17.1.98

12

16

7.

18.2.98 to 28.2.98

11

8

8.

18.1.99 to 30.1.99

13

16

In none of the courses did the required number of 30 trainees participate. The duration of the courses was also not as per the guidelines of the ICAR. Consequently, the IARI incurred only Rs 33.38 lakh out of Rs 57.08 lakh allocated during 1994-99 for this purpose. The IARI had also not devised any feed back system to ascertain the impact of the training.

The reply of ICAR (June 2001) that participants not exceeding 20 were found ideal was contradictory to its own guidelines, which felt that 30 participants were necessary for the training.

2.1.8.2    Non-Patenting of technology

In accordance with instructions of the ICAR, technology developed and know-how generated by its institutes should be patented. However, 22 technologies developed by eight divisions of the IARI during 1995-2000 were not patented. IARI stated that action on the patent applications would be taken by ICAR. ICAR had no further comments to offer (June 2001).

2.1.8.3    Transfer of technology without patenting

Division of Plant Pathology transferred a technology “Bioformulations Kalisena SD and Kalisena SL” to M/s Cadila Pharmaceuticals Ltd., Ahmedabad without patenting the technology. Against the premia of Rs 10 lakh, the IARI could realise Rs 5.00 lakh as the firm did not make the payment of balance amount. The IARI could also not collect 2.5 per cent royalty as of June 2001.

ICAR stated in June 2001 that out of two formulations one was still under test, which may be the reason for balance Rs 5 lakh not being paid and only recently had one product been launched. It further stated that an application was submitted by IARI for patenting the bioformulations. Transferring technologies to commercial firms without patenting them indicates the failure of ICAR to protect its intellectual property rights and its own interests.

2.1.8.4    Non-commercialisation of technology and non-rendering of consultancy services

IARI did not take action either to commercialise its technologies or to render consultancy services

Board of Management and Research Advisory Council of the IARI had approved in May 1997 the commercialisation of products, technologies, services and training with money value upto Rs 70 lakh so as to provide competitive ability as well as economic advantage for sustaining and enlarging the research efforts. However, the IARI did not take any action either to commercialise the technologies or to render consultancy services which was evident from the reply of the Divisions of the IARI as detailed below:

a)    Division of Nematology stated that biocontrol agents (value Rs 2000) identified was used for experimental work and their commercialisation had not been made so far. Division of Entomology also stated that biocontrol agents were used in research studies both in the laboratory as well as in the fields and no sale was made during 1995-2000.

b)    Division of Soil science and Agricultural chemistry stated that the division had not produced or sold any soil test kit (value Rs 1500) during last three decades. A model was developed during the sixties and it was manufactured by a firm at Hyderabad at that time and since then there had not been any attempt in this direction.

c)    Division of Agricultural chemicals stated that whenever requests for analysis of the samples had been received, those samples had been analysed.

The reply of ICAR (June 2001) that the technologies were brought to the notice of entrepreneurs, published through a book entitled “A Handbook on commercialisation of research products and services” is not tenable in audit as no effective measures were taken to commercialise the technologies.

2.1.8.5    Publication of research papers

The terms and conditions of the schedule governing the Grant-in-aid from the ICAR stipulate that the results of the investigations and research, unless specifically approved by the Director General ICAR, should be first published in ICAR journals.

Test check revealed that 10 Divisions of the IARI did not follow these instructions and without the approval of Director General of the ICAR, published research papers in other scientific journals before these were published in the ICAR journals.

Accepting the facts, the IARI stated in November 2000 that the scientists were not aware of the procedure and that in future correct procedure would be followed. Further, publication of papers in top referred journals is one of the key indicators identified by ICAR to evaluate the performance of the Institute. However, in these 10 Divisions, it was noticed that 1138 research papers were published by the scientists whose number ranged from 208 to 215 during 1995-2000. Thus, the average contribution of scientific publications by each scientist per annum was only 1.07 in these 10 Divisions.

ICAR in June 2001 stated that since the publication of papers had been liberalized, scientists could send the papers for publication even without the approval of Head/Director if the same was not reviewed in 15 days time and that the research work was published in National and International journals as per procedure.

2.1.9    Educational Activities

In order to serve as a centre for academic excellence in the area of postgraduate education and human resources development in agricultural sciences, the IARI was conferred the status of a Deemed University in 1958. It awards M.Sc. and Ph.D. degrees in 20 different disciplines. Test check of this aspect revealed the following shortcomings:

2.1.9.1    Postgraduate education

The details of number of faculty members, students admitted and awarded M.Sc. and Ph.D. degrees in the IARI during 1995-2001 are given below :

As compared to the faculty, the number of students admitted and awarded postgraduate degrees was very small

Year

No. of faculty members

Number of students admitted

Number of students awarded degree

M.Sc.

Ph.D.

Total

M.Sc.

Ph.D.

Total

1995-96

491

72

115

187

34

118

152

1996-97

527

69

118

187

27

96

123

1997-98

548

81

127

208

27

96

123

1998-99

511

78

115

193

71

96

167

1999-00

508

78

97

169

61

81

142

2000-01

508

67

103

170

65

99

164

The number of faculty members ranged from 491 to 548 during 1995-96 to 2000-01. However, the number of students admitted and awarded degrees was continuously decreasing except in 1997-98. The highest number of students admitted was 208 in 1997-98. Further, the strength of the faculty members was extraordinarily high in relation to the number of students admitted. On an average, over the period 1995-96 to 2000-01, the strength of faculty members were three times the strength of students.

IARI did not furnish information regarding the number of students who left in the middle of the course. IARI stated in August 2001 that the information regarding students who left midway would be furnished in due course. It further stated that no provision was available to prevent the students leaving midway or to take action against them. However, steps need to be taken to discourage students leaving courses midway since the expenditure incurred for each student of M.Sc. and Ph.D. was about Rs 0.44 lakh and Rs 0.63 lakh respectively per annum.

All these facts point out that the objective of IARI as a centre for academic excellence in post-graduate education and human resource development in Agricultural Sciences could not be achieved in full despite the fact that strength of faculty members during 1995-2001 was three times the number of students admitted for different courses.

2.1.9.2    Scheme of National Professor/National Fellow

To recognise outstanding and eminent scientists and to develop strong centres of research and education around them in the field of agriculture and allied sciences, the ICAR had financed four schemes of National Professor and five schemes of National Fellow to the IARI at a total outlay of Rs 4.10 crore and 1.54 crore respectively during 1995-2001. Scrutiny of records of six schemes (four of National Professor and two of National Fellow) revealed the following facts:

Progress report and expenditure statement were not submitted

(i)    Each awardee of the scheme was required to submit annual progress report alongwith the progress of expenditure to the ICAR at the end of December each year. In one scheme namely, ‘Drought tolerance mechanism in crops’, awarded to Dr. S.K. Sinha for implementation during January 1995 to July 1999 completed at a total cost of Rs 1.08 crore, neither the progress report nor expenditure statement was submitted. Contrary to the condition that each scheme should be reviewed by a Committee to be set up by the ICAR, the said scheme, was not reviewed by the ICAR after its completion.

The reply of ICAR was silent about the review of the project by a committee.

ICAR released Rs 11.50 lakh two times resulting in excess release of Rs 11.50 lakh

(ii)    In the project ‘Monocarpic senescence, in relation to sink size and draught’, the ICAR inadvertently released Rs 11.50 lakh for equipment, twice in 1995-96 and in 1996-97, resulting in excess release of Rs 11.50 lakh. The IARI, instead of refunding the excess amount, spent Rs 4.66 lakh and refunded only Rs 6.84 lakh to the ICAR, after a lapse of four years in March 2000. This excess expenditure of Rs 4.66 lakh was not regularised by the ICAR.

The reply of ICAR (June 2001) that the amount was refunded to ICAR and no expenditure was met out of this amount is not tenable since as per records out of Rs 11.50 lakh, only Rs 6.84 lakh was refunded to ICAR and the balance of Rs 4.66 lakh was spent which was not got regularized.

2.1.10    Works and Estate management

A sum of Rs 22.57 crore was outstanding as of March 2001 against the deposits made by the IARI with Central Public Works Department (CPWD) for execution of various works from time to time. Of this, advances of Rs 10.59 crore for 462 items of works were outstanding for three to 15 years.

ICAR stated (June 2001) that so far Rs 1.90 crore had been adjusted and that the matter had been brought to the notice of Chief Engineer CPWD for adjustment. However, the fact remained that advances of Rs 2.08 crore for 157 items of works remained outstanding for more than a decade. Major works like construction of 10 glasshouses, National Phytotron Facility, Lal Bahadur Shastri Centre for Advanced Research in Biotechnology and Crop Protection and their maintenance were test checked and comments are detailed in the succeeding paragraphs.

2.1.10.1    Non-construction of Glasshouse Complex

Glass House Complex to be completed by September 1989 was not yet completed as of December 2000 even after an expenditure of Rs 1.14 crore

Non-completion of construction of glasshouses due to delay and inadequate budget provisions for electrical requirements was brought out in Paragraph 4.1.9 of the Report of the Comptroller and Auditor General of India (Scientific Departments) for the year ended March 1995. The ICAR in its Action Taken Note in October 1996 had stated that two glasshouses had been handed over in November 1995. However, out of 10 glasshouses to be completed by September 1989 at a cost of Rs 98.58 lakh, the IARI took over only five glasshouses (between November 1995 and July 1999) without adequate electrical and water supply, which resulted in non-utilisation of the facility for research activities as of December 2000. All the 10 glasshouses including five under construction were damaged due to inadequate maintenance. Materials and fittings for water, electricity and air conditioners of the glasshouses were found missing and some were in unserviceable condition. The IARI had incurred Rs 15.27 lakh during the year 1998-99 for replacing the missing items. Further, 24 air conditioners, 48 stabilizers from two out of five glasshouses which were not completed, were taken over by the Glasshouse Committee in June 1996. The Committee obtained an undertaking from CPWD that the demonstration of the glasshouses would be done as soon as power supply was restored. No further progress was made for the demonstration of the glasshouses even after lapse of five years. Thus, even after a lapse of more than a decade (from 1989) and after incurring an expenditure of Rs 1.14 crore, the purpose of construction of glasshouses remained unachieved to a large extent.

ICAR, while confirming the facts stated (June 2001) that CPWD had partly handed over the glasshouses. However, the fact remained that the glasshouse complex has not been fully completed. Further, the reply was silent about the status of air conditioners and stabilizers which were taken over by the Glasshouse Committee in June 1996.

2.1.10.2    Excess payment to a construction agency

IARI did not recover Rs 11.35 lakh from a construction agency, although construction was completed in December 1998

The construction of National Phytotron Facility (NPF) was awarded to M/s National Projects Construction Company (NPCC) in May 1994. The IARI deposited Rs 4.54 crore with NPCC during September 1994 to April 1998. There was an unspent balance of Rs 11.35 lakh with NPCC, which was not refunded to the IARI although the construction was completed in December 1998. The advice of Chief Finance and Accounts Officer (CFAO) of the IARI that the amount of Rs 11.35 lakh was a saving to the project and therefore, should be refunded to the ICAR, was over-ruled by the Director, IARI. Rs 4.48 lakh out of Rs 11.35 lakh was adjusted towards the maintenance charges of National Phytotron Facility for the months of March 2000 to June 2000 without the approval of the ICAR. In reply to audit, the IARI stated in July 2000 that NPCC had been asked to refund the excess amount of Rs 11.35 lakh.

ICAR stated (June 2001) that in future, plan funds would not be appropriated for non-plan works. However, it did not mention the action taken for the recovery of Rs 11.35 lakh from NPCC.

2.1.10.3    Excess payment of electricity charges

IARI did not adjust excess payment of electricity charges of Rs 27.07 lakh

Prior to installation of electric meter, Delhi Vidyut Board (DVB) charged at the flat rate of 2 lakh units per month for the electricity consumed by National Phytotron Facility. Accordingly, a sum of Rs 34.07 lakh was paid to DVB towards electricity charges during February 1999 to May 1999 subject to final adjustment after installation of energy meter and on actual load consumption basis. The energy meter was installed on 1 May 1999 and the average consumption per month ascertained was 50,000 units. Accordingly, the electricity charges for four months from February 1999 to May 1999 worked out to Rs 7 lakh. The excess amount of Rs 27.07 lakh paid to DVB, which was to be adjusted against the future consumption of electricity, was not adjusted as of July 2000.

ICAR stated in June 2001 that the matter was being pursued with DVB.

2.1.10.4    Non-upgradation of temporary electricity load of 500 KW

IARI incurred excess expenditure of Rs 3.67 crore towards electricity charges

Non-upgradation of temporary electricity load of 500 KW to the sanctioned load of 1494.76 KW in the Lal Bahadur Shastri Centre for Advanced Research in Biotechnology and Crop Protection was commented upon in paragraph 4.1.9 of the Report of the Comptroller and Auditor General of India (Scientific Departments) for the year ended March 1995. The ICAR, in its Action Taken Note in October 1996, had stated that full load and permanent connection could be issued only when the building completion certificate was submitted and that the IARI was approaching Municipal Corporation of Delhi (MCD) for this purpose. However, scrutiny of records revealed that the IARI continued to incur Rs 5.50 crore towards electricity charges for the same building during 1995-2000 on the basis of sanctioned load of 1494.76 KW without upgrading the temporary load of 500 KW. The IARI had still not obtained the completion certificate from MCD. Consequently, the IARI had to incur an avoidable expenditure of Rs 3.67 crore, being the excess expenditure incurred on the basis of 1494.76 KW against the utilisation of 500 KW. The IARI stated in September 2000 that it was not making excess payment to Delhi Electricity Supply Undertaking (DESU). The reply is not tenable as the Director General, ICAR had already brought to the notice of Municipal Commissioner, MCD in June 1996 the excess payment being made to DESU.

ICAR stated (June 2001) that as per the information of CPWD in December 2000, Delhi Vidyut Board (DVB) had already released the permanent connection in anticipation of building completion certificate and presently electric bills were being received for permanent load. However, ICAR did not specify the date from which temporary load had been upgraded. It is also evident that the matter of obtaining the permanent connection had been inordinately delayed.

2.1.11    Manpower

Staff position of the IARI during 1995-2001 is given below:

Year

Scientific

Technical

Administrative

Supporting

SS

MP

SS

MP

SS

MP

SS

MP

1995-96

720

697

994

891

710

654

2359

2275

1996-97

720

663

1146

1008

714

665

2359

2132

1997-98

720

660

1089

1004

647

602

2359

2014

1998-99

710

633

1080

953

687

653

2241

2089

1999-00

654

547

1080

947

689

661

2241

2031

2000-01

709

565

1029

922

663

630

2135

1912

SS - Sanctioned strength
MP - Men in position

2.1.11.1    Excess strength

Men-in-position was not in accordance with the ratio specified by the ICAR

According to the ICAR, the ratio of staff strength to be maintained among scientific, technical, administrative and supporting staff was 1:1.5:0.5:2. In administrative staff, the excess sanctioned posts ranged from 287 to 362 while the excess staff in position ranged from 242 to 334. Consequently, the IARI incurred excess expenditure ranging from Rs 1.57 crore to Rs 2.16 crore per annum approximately on salary (worked out by taking into account minimum basic pay of a clerk). Similarly, an excess expenditure of Rs 3.13 crore to Rs 4.56 crore per annum approximately had been incurred for the excess supporting staff ranging from 574 to 835 during 1995-2001.

Accepting the comments on administrative staff, ICAR stated (June 2001) that all efforts were being made to reduce the administrative strength. It further stated that supporting staff were also posted to various hostels/units where the scientists carry out no research activities. This indicated the inability of ICAR for proper utilisation of the manpower.

2.1.11.2    Under-utilisation of scientific manpower

In six divisions, there was time lag of one year to three years between completion of old projects and start of new projects as detailed in the table below:

In six divisions, scientists ranging from 12 to 27 did not have in-house projects for a period from one year to three years

Sl. No.

Name of Division

Date of

Period spent without Projects

Number of Scientists involved

Completion of old Projects

Starting New Projects

1.

NRL

March 1998

April 1999

12 months

27

2.

Floriculture and land scalping

-do-

-do

-do-

12

3.

Fruits and Horticultural Technology

-do-

-do-

-do-

24

4.

Nemotology

-do-

-do-

-do-

27

5.

Extension

March 1997

-do-

24 months

23

6.

Economics

March 1997

Not started so far.

36 months upto March 2000.

16

As seen from the above, due to delay in taking up of new projects, 129 scientists of six divisions were not engaged on any in house project for periods ranging from one year to three years. The idle manpower had resulted in an unproductive expenditure of Rs 92.74 lakh.

ICAR stated (June 2001) that the scientists were engaged in the research projects and the projects were completed in March 1999. However, IARI had already furnished the information that the projects were completed in March 1997/ March 1998.

2.1.12    Accounts

2.1.12.1    Outstanding advances

Advances of Rs 24.89 lakh paid to officials for TA, LTC etc, Rs 22.06 lakh to government organizations and Rs 3.78 crore to other departments were pending for adjustment

Advances amounting to Rs 24.89 lakh paid to officials for TA, LTC and contingencies and Rs 22.06 lakh to Government organisations like Department of Audio Visual and Publicity (DAVP), Director General of Supply and Disposals (DGS&D), Central Printing and Stationery (CPS) and Rs 3.78 crore to other departments like Delhi Vidyut Board, Uttar Pradesh Rajya Nirman Nigam, National Building Construction Corporation etc. for purchase of stores construction etc. were outstanding for adjustment up to March 2001 .Of this, Rs 17.55 lakh representing contingent advances was more than five years old, Rs 14.38 lakh accumulated from 1968-69 to 1992-93 against DGS&D and Rs 6.25 lakh from 1968-69 to 1982-83 against CPS and Rs 3.78 crore from 1966-67 to 2000-2001 against other departments.

ICAR stated in June 2001 that Rs 32 lakh remained outstanding on account of Department and personal advances; Rs 362.12 lakh against other Departments and that efforts were being made to clear the outstanding. This indicates lack of an effective system to recover outstanding dues from the pay bills of its own employees.

2.1.12.2    Non-reconciliation

Bank reconciliation was in arrears

IARI had four bank accounts and had formed a cell in January 1996 to ensure speedy reconciliation. The cell had completed bank reconciliation only up to September 1998, February 1999, March 1999 and May 1999 in the four bank accounts respectively. However, detailed scrutiny of these accounts revealed that cheques amounting to Rs 3.17 crore remained uncashed. Of these, in one bank account, uncashed cheques up to March 1979 amounting to Rs 7.87 lakh had not been cleared. Time barred cheques had not been cancelled and credited in the cash book. Rs 4.22 crore credited by the bank was not taken into cash book. Further, Rs 1.14 crore debited by bank was not taken into cash book. A sum of Rs 3.72 crore remained unrealised by the bank although it was accounted for in the cash book. Some of the transactions are pending for more than two decades. The IARI replied in May 2000 that the bank reconciliation could not be done up to date for want of sufficient staff. The reply is not tenable as there was excess administrative staff ranging from 242 to 334 during 1995-2001. Further, these irregularities continued to persist inspite of the ICAR ’s assurance in Action Taken Note on paragraph 4.1 of Report of the Comptroller and Auditor General of India (Scientific Departments) for the year ended March 1995, in October 1996 that all out efforts would be made to settle the old outstanding debits and credits.

ICAR stated in June 2001 that all efforts were being made to reconcile the accounts.

2.1.13    Management of stores and purchase

2.1.13.1    Irregular Purchase

IARI purchased various equipments costing Rs 69.23 lakh without inviting open tenders though the value of individual item exceeded Rs 2 lakh

IARI incurred an expenditure of Rs 1.30 crore during 1995-2000 for purchase of various equipments. Paragraph 8.1.4 of the Report of the Comptroller and Auditor General of India (Scientific Departments) for the year ended March 1997 had highlighted cases of purchases made without inviting open tenders. In 13 divisions test checked, 6 divisions like Agronomy, Plant Pathology, Plant Physiology, etc. purchased 15 items of equipment costing Rs 69.23 lakh without inviting open tenders, though the value of the individual item exceeded Rs 2 lakh. Further, the divisions did not maintain register of tenders despite instructions to maintain such records issued by the ICAR from time to time.

ICAR stated (June 2001) that the purchases were made after receipt of guidelines from Department of Personnel and Training that open tenders may be invited if the cost of the item exceeds Rs 2 lakh. However, open tenders were not invited even for items costing more than Rs 2 lakh. Further, the reply was silent about the regularization of such purchases by the competent authority.

2.1.13.2    Non-maintenance of assets register

As of March 2001, the IARI had assets like land and buildings, equipment, vehicles etc. worth Rs 97.08 crore. However, the IARI did not maintain asset register in form General Financial Rules-19 to depict the assets and their value despite instructions of the ICAR.

ICAR stated in June 2001 that efforts were being taken to maintain the assets register.

2.1.13.3    Non-conducting of physical verification

IARI did not conduct physical verification of stores regularly

IARI acquired equipment and stores worth Rs 4.05 crore during 1995-2001. Ten out of the 19 Divisions and two out of five Multi-Disciplinary Centres did not conduct physical verification of stores for 1999-2001 despite the instructions of the ICAR that physical verification should be conducted annually. Farm operation and service unit and Division of Fruits and Horticulture Technology did not conduct physical verification of stores from 1992 and 1995 respectively. The IARI did not furnish information about nine other divisions and three multidisciplinary centres.

While stating that the physical verification reports including regional stations of IARI would be submitted in the first week of April 2001, ICAR, in its reply in June 2001 did not indicate further developments after April 2001.

2.1.14    Library Services

Non-achievement of objectives

Agricultural Research Information System was not used for exchanging information among the ICAR Institutes etc.

IARI library was equipped with Agricultural Research Information System (ARIS) for strengthening information management among the ICAR Institutes and State Agricultural Universities (SAUs) etc. The IARI incurred Rs 1.69 crore during 1995-2001 for developing data bases and providing linkage for collecting, updating and exchanging all information relating to agriculture. However, the facilities were not inter-connected with other Institutes of the ICAR /SAUs. Further, no software was developed. Thus, the major objective of establishing ARIS was not fulfilled.

IARI stated in August 2001 that inter institutional net work connectivity has not been established as the work would involve considerable expenditure as licence fees. The reply underscores the fact that while planning the scheme, the aspect of payment of licence fees was not analysed, which ultimately resulted in non-achievement of the objectives of ARIS.

Physical verification of library was last conducted in the year 1990. IARI stated in August 2001 that action was being taken to conduct physical verification.

The reply is indicative of the fact that the scientist of IARI were indulged in self projection rather than publishing the research results in ICAR journals. It also indicated lack of overall control and supervision by IARI and ICAR over their scientists.

ANNEXURE - I

ANNEXURE - II

 

Sl. No

Name of Project, Periodicity and Estimated cost

Objectives

Practical Utility

Audit Comments

1

Role of Extension Personnel in various Rural Development Programmes in selected states of India (April 1994 to March 1995) Rs. NIL

To study the role expectation, role performance, training needs and degree of involvement of extension personnel, study of technical problems in implementing rural development programmes and to suggest alternatives to strengthen the programmes.

To solve the problems of integrated rural development programmes.

The project was initially planned for four years up to March 1998. Only review of literature was done during 1994-95 and the project was closed in March 1995 due to the fact that the nature of the project was very vast. This indicated that the planning of the project was improper.

2

Studies on post Harvest Engineering and Technology of cereals, pulses, oilseeds and fruits. (April 94 to March 99.) Rs. 27.07 lakh

Development and Testing of small scale processing equipment, popularisation and development of technologies for utilisation of by-products of oil seeds, pulses and fruits and economic and ergonomic evaluation of developed equipment.

To introduce low cost technology and equipment to help in generating local employment and slowing down migration to urban areas.

The project was extended up to March 2000 without the approval of Staff Research Council. The final report revealed that the processing equipment was not developed for brassica. Economic and ergonomic evaluation of the equipment developed for pigeon pea, sunflower, fruits and vegetables was not done. Technologies for utilisation of products of oil seeds, pulses and fruits were also not developed.

3

Improvement of egg plant (April 94 to March 99) Rs. 3.85 lakh

Enrich germplasm from indigenous and exotic sources and develop genetic lines, assess genetic lines for evolution of hybrids and improved varieties, and develop production technology of hybrids and improved varieties

To ensure substantial economic returns to the brinjal growers.

Final report revealed that no germplasm from indigenous and exotic sources were collected and genetic lines developed. Further, production technology of hybrids and improved varieties were not developed completely.

4

Studies on use of Non-conventional sources of energy and alternate Fuels to meet Farm Energy requirements. (Jan. 95 to March 2000) Rs. 4.50 lakh

To develop Solar Energy based dehydrators for fruits and vegetables, IKW photovoltaic system of IKW peak rating and its matching farm implements and a technology for efficient conversion of agro-waste and firewood to energy for farm use.

The technologies being developed under this project would be useful for households to meet their cooking needs which is an energy extensive operation

The final report revealed that the solar cabinet dryer and green house type tunnel dryer can be used economically on commercial scale. However, IARI did not take any action for patenting the technology for its commercialisation. No activity developing a technology for efficient conversion of agro-waste and firewood to energy for farm use and also crop residue for briquettes and producer gas as alternate fuel for rural households was undertaken.

5

Selection of superior clones of commercial mango cultivars for exports. (April 94 to Feb. 99) Rs. 47.62 lakh

To survey the commercial and research organisation for locating and collecting superior clones of commercial mango cultivars for exports and to assess growth bearing and fruit quality of selected clones for direct cultivation as well as utilisation for breeding programmes.

Fruits characters like sizes, shapes, colour, quality and shelf life and high yield to boost export of mango fruits.

The final report revealed that characteristics were studied for only one out of 13 clone selected. No activities were undertaken to assess their maturity respiration, growth etc. at low and ambient temperature for selecting the best clones.

6.

Socio-Economic validation of High Yield varieties of pulses- an action research. (January 95 to June 98) Rs. 75,000/-

To determine the adoption of components of pulses production technology and to study the economics of pulses production, test the performance of high yielding varieties of pulses under different cropping systems and to analyse the constraints in pulses production and assess the nature and extent of intake of pulses by the farming families.

The study would be helpful to validate the improved pulses varieties under different cropping systems from socio-economic point of view for its wider adoption.

The final report revealed that data from farm women on intake of different pulses in family diet including training and education of women about the importance of pulses was not collected. No survey was carried out in the states of Uttar Pradesh and Madhya Pradesh. The final report was limited to only Delhi & Haryana. Thus, the services of the nine Scientists involved in the project were not utilised at optimum level.

7.

Food consumption pattern and Nutritional status of women and children in the changing agricultural scenario. (April 95 to March 99) Rs. Nil

To study changes in food production, per capita availability of food in Delhi Villages and to investigate the food intake of vulnerable groups mainly pregnant and lactating mothers, pre-school children and adolescent girls and boys and to compare the food and nutrient intake of these groups with the recommended standards of ICMR.

To ascertain the food consumption pattern and the nutrient intake at household level in Delhi villages.

The final report revealed that the data collected on the dietary intake of vulnerable groups suggests that there is a need for educating the families especially the women folk regarding the role of diet and good nutrition for health and family welfare. The suggestions given by the Project Leader regarding possible future line of work are very general. Concrete steps required to be taken by IARI in future keeping in view of the importance of the project needs to be highlighted.

8.

Operational Research Project in Applied Plant Breeding and Genetics (April 94 to March 2000.) Rs. 8.50 Lakh

To study the genotype cropping system interaction and compatibility in different crop combination, genetic improvement in upgrading of crop productivity in farmers field, testing of advanced genotypes (AVT II) under various crop sequences at IARI farm and farmers to farmers seed multiplication programme of IARI- Varieties.

In order to promote the adoption, there is a need to formulate new agriculture technology, suitable strategy to transfer location specific technology involving superior genotypes and to identify constraints.

The final report revealed that information on bench mark survey, introduction of crop varieties in the adopted villages, training programmes to farmers and front line demonstration of wheat crop activities on genotype cross cropping system, role of genetic improvement, setting of advanced genotypes, multiplication of seed of IARI etc. were not conducted.

9.

Environmental Issues and Impact Assessment of Resource Management in Rice Based Cropping System. (April 94 to March 98.) Rs. 28.80 lakh

To sustain, stabilise and maximise productivity in the rice based cropping system through constant monitoring, estimate methane and nitrous oxide emission from rice based cropping system and develop suitable models to characterise and improve rice based system including brassica, chickpea and sunflower.

The estimation of methane and nitrous oxide and the contribution towards the global warming due to the methane emission from rice.

The final report of the project revealed that the activities for the productivity in the rice based cropping system through constant monitoring of the natural floral and fauna and microbes were not undertaken. The estimation of nitrous oxide emission and development of suitable model to characterise and improve production-system of brassica, chickpea and sunflower were also not done.

10.

Standardisation of technology for growing Rose, Gladiolus and Carnation under cover (1994 to March 99) Rs. 22.05 lakh

To find out optimum spacing for rose, gladiolus and carnation under cover, optimum pruning/pinching requirement for rose and carnation under cover, standardise nutritional requirement for rose, gladiolus and carnation under cover and study the water requirement for rose, gladiolus and carnation under cover.

This study will help to standardise the flower production technology and flower growing to export flowers.

The final report revealed that at least half acre green house with all hi-tech facilities and system were the essential requirements to carry out the project for flower cultivation under poly house to get any fruitful results. However, in the project proposal against facilities required for the project it was mentioned as “NIL”. Thus, it is evident that the project was undertaken without the proper planning of requirement of facilities.

11.

Low cost storage of fresh and processed horticultural produce (Jan 94 to Dec. 98) Rs. 25.90 lakh

Development of commercially viable low cost cool chamber using minimum conventional and more of non-conventional energy and its application in other areas of horticulture and biotechnology.

To bring down the temperature by partial refrigeration so that most of tropical fruits and irradiated potato can be stored, to reduce post harvest losses in remote areas and generate more employment

The final report revealed that the cool chamber developed would be of immense help to the small and marginal farmers and the big size chamber could be installed by the cooperatives for the benefit of the farmers. However IARI did not take any action to patent and transfer the technology to the users.

12.

Utilisation of Horticultural waste. (April 94 to March 99) Rs. 13.76 lakh

Isolation identification and evaluation of useful biochemical components, evaluation of waste as animal feed, new product development from waste material and stabilisation of fruits and vegetables waste.

Conversation of field and factory waste into value added by products to bring the fruit processing industry on sound economic footing.

The final report revealed that technologies for production of bio-gas from fruit waste, dehydrated figs and tent type solar dryer were developed, However IARI did not take any action to patent the technologies developed.

13.

Integrated pest Management of cereals (April 94 to March 95) Rs. 50 lakh

Search for newer strategies of pest management and devising eco-friendly approach against key pest of wheat, sorghum maize and pearl millets. Effective integration of host plant resistance, cultural control, bio-control and need based chemical control strategies.

The studies would provide newer sources of resistance, newer methods of chemical, cultural and other control measures.

The final report revealed that research on sorghum and pearl millets was only carried out and not for wheat & maize. Further, stress on effective integration on cultural control and bio-control strategies, which was one of the main objectives of the project, was not done.

14.

Development and transfer of quality assured bio-fertilizer technology at doorstep of farmers for Integrated Rural Development. (April 1994 to March 2000) Rs. 36.20 lakh

Scaling up of experimental data for model, prototype design, bio-technological development, innovation, multiplication and transfer of the rhizobium inoculants for commercialisation,.

To enhance the crop productivity, improve the soil fertility, employment generation via setting up of tiny entrepreneurial unit of bio-fertilizer.

Scrutiny of project undertaken in pursuance of the Parliamentary Committee revealed that prototype design and bio-reactors were developed but not patented. Further, results of screening and selection of new phosphate solubilising bacterial isolate experiments were awaited. No further activities for the commercialisation of the Rhizobium inoculants were carried out by IARI.

15.

Clonal propagation of Mango, Papaya and Guava through Tissue Culture (April 1994 to March 1998) Rs. 9.76 lakh

Clonal multiplication specially in cross pollinated fruit crops like mango, guava and papaya to maintain genetic uniformity in the plant progeny and to standardise the in-vitro technique for development of true-to-type plants.

To multiply newly developed high breed by breeders/ nurserymen and to supply planting material for commercial orchard.

The final report revealed that embryo rescue technique developed in grapes and mango would be a boost in assisting breeding programme. In papaya, the culture did not proliferate satisfactorily to produce large number of shootlets for rooting. However, IARI did not take action either to introduce the technique developed in grapes and mango in the breeding programmes nor to undertake further studies to overcome the problems in papaya.

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